Race and Ethnic Fairness

 

State:  Tennessee            Report 2

 

Committee/Report Name:  The Tennessee Supreme Court established the Commission on Racial and Ethnic Fairness by an order dated September 27, 1994. The Commission published its final report in February 1997.

 

Number of Members:  24 Commission Members

 

Number of Subcommittees:  3 Subcommittees

a.   Education and Training

b.   Courtroom Environment

c.   Court Policy and Procedure

 

Chair/Co-Chairs:  Renard A. Hirsch, Sr., Attorney at Law.

 

Methods Used:

a.   Public Hearings were held in Memphis, Nashville, and Chattanooga where the public made comments to the Commission.

b.   The Commission solicited written and verbal comments from the public.

c.   The Commission solicited information from law schools, bar associations, the Administrative Office of the Courts and other agencies for consideration by the members.

d.   The Commission used questioners to conduct a rigorous, statistical, state-wide study of racial and ethnic fairness as observed or experienced by attorneys, child support referees, court personnel, district attorneys, judges, jurors, and public defenders.

 

 

Topics and Recommendations

 

Perceptions

 

Public

 

Findings

 

1.   The absence of minority prosecutors has a negative impact on public perception of the legal system.

2.   Written comments from the survey expressed the belief that the court system is fair, but it becomes biased when individuals employed in the system inject their personal prejudices as they carry out their work.

3.   The Commission's study and other national studies of the subject show that the general public does not understand the judicial system and mistrusts the institution and its results. When minority participants see an outcome they disagree with and do not understand, their natural tendency is to suspect that bias is involved.

4.   Those who know the system the best--lawyers, clerks, judges and other officers of the court-- reported fewer problems and concerns than the public apparently perceives.

 

Recommendations

 

1.   The judicial system in Tennessee needs to make a sweeping and immediate review of its court practices and procedures in order to improve the real and perceived impact on the state's racial and ethnic minorities.

 

Attorneys, Judges, and Court Staff

 

Findings

 

1.   13% of attorneys observed a racial or ethnic difference in attorneys’ consideration of plaintiffs’ claims, all indicating that more serious consideration is given to claims of majority plaintiffs. Similarly, both court personnel and judges were unanimous in observing no difference in attorneys giving more serious consideration to claims based on plaintiffs’ race or ethnicity.

2.   10% of attorneys observed judges giving more serious consideration to claims of majority plaintiffs. Both court personnel and judges were unanimous in observing no race or ethnic difference in judges giving more serious consideration to plaintiffs’ claims.

3.   Race and ethnicity seem to affect how strong prosecutors perceive their cases.

4.   Attorneys “seldom” and court personnel and judges “almost never” observe that judges find the testimony of majority lay or expert witnesses or litigants more credible than minority lay or expert witnesses or litigants.

 

Access

 

Language

 

Findings

 

1.   Counties that have for years been homogeneous now have participants who speak not only Spanish, but Vietnamese, Creole and other languages. Courts should not automatically assume that friends or family members will be appropriate interpreters.

 

Recommendations

 

1.   The Tennessee Supreme Court should ensure appropriate interpreters are available pursuant to applicable law.

 

Economic

 

Findings

 

1.   With regard to other issues such as legal representation, orders of protection, and obtaining bond or bail in criminal matters, it appears that wealth and education may have more effect on whether an individual is given fair access to the court system.

 

Recommendations

 

1.   The Legislature and the Tennessee Supreme Court should expand efforts to make legal representation available to low and moderate income people.

Other

 

Recommendations

 

1.   Local court systems should designate an ombudsman to assist public participants in the judicial system.

 

Juries

 

Selection

 

Findings

 

1.   Many respondents observed that race or ethnicity was a basis for plaintiffs’ attorneys using peremptory challenges to disqualify jurors.

2.   Responses suggest that minorities are “often” adequately represented in jury pools and on petit and grand jury panels.

3.   At least one judicial district in Tennessee has implemented a one-week, one-trial jury service system. This system encounters less resistance to jury duty than longer terms of service previously used and is reportedly working well.

 

Recommendations

 

1.   Courts should ensure that jury source lists represent the racial and ethnic make-up of the areas they serve. If standard list sources, such as driver licenses, property tax and voting lists, do not adequately represent minority demographics, courts should consider lists from other sources, such as school enrollment, public housing residents and utility customers.

2.   Courts should review jury service and its policies and adjust those policies that may be barriers to minority participation, such as the length of service, jurors’ ability to serve on call at home, the level of reimbursement, and assistance with child care.

 

Verdict and Awards

 

Findings

 

1.   Attorneys observed that juries award lower compensatory damages to minority plaintiffs. Similar observations were noted by 5% of judges, but all court personnel who responded to this item observed no difference between majority and minority plaintiffs in the amount of compensatory damages juries award.

2.   22% of attorneys, 7% of court personnel and no judges observed that race or ethnicity played a role in the amount of punitive damages juries award to plaintiffs.

3.   The injured party’s race or ethnicity was observed by 6%, 18%, 28% of attorneys, court personnel and judges, respectively, to affect plaintiffs’ attorneys’ strength of an injured party’s case.

4.   The Commission's study shows that race or ethnicity is a factor when it comes to awarding compensatory damages to plaintiffs.

 

Recommendations

 

1.   The Tennessee Department of Commerce and Insurance should require insurances companies to report the amount of personal injury settlements and the race and ethnicity of the parties.

 

Courtroom Experience

 

Judges

 

Findings

 

1.   Attorneys, court personnel and judges “seldom” to “almost never” observe or experience practitioners using derogatory language, making demeaning remarks or jokes, or acting disrespectful toward other practitioners or litigants. (See also Courtroom Environment: Court Staff, Finding #1; Courtroom Environment: Lawyers/Jurors/Others, Finding#1)

2.   Judges especially should be aware of the need to dispel the perception of unfairness and bias in the court environment.

 

Recommendations

 

1.   Judges should issue clear and concise directives to eliminate discriminatory practices within the court environment.

2.   State and local bar associations, in conjunction with judges and clerks, should develop court monitoring programs to ensure court environments free from racial or ethnic bias. (See also Courtroom Environment: Court Staff, Recommendation #1)

 

Court Staff

 

Findings

 

1.   Attorneys, court personnel and judges “seldom” to “almost never” observe or experience practitioners using derogatory language, making demeaning remarks or jokes, or acting disrespectful toward other practitioners or litigants. (See also Courtroom Environment: Judges, Finding #1; Courtroom Environment: Lawyers/Jurors/Others, Finding#1)

 

Recommendations

 

1.   State and local bar associations, in conjunction with judges and clerks, should develop court monitoring programs to ensure court environments free from racial or ethnic bias. (See also Courtroom Environment: Judges, Recommendation #2)

2.   The Tennessee Supreme Court should prepare reports showing minority representation among court personnel by judicial districts, and make such reports available to appointing authorities.

3.   All persons should be required to address each individual having business with the court in a polite and civil manner. Clerks should be responsible for ensuring that their staff show no disparate treatment to any individuals.

 

Lawyers/Others

 

Findings

 

1.   Attorneys, court personnel and judges “seldom” to  “almost never” observe or experience practitioners using derogatory language, making demeaning remarks or jokes, or acting disrespectful toward other practitioners or litigants. (See also Courtroom Environment: Judges, Finding #1; Courtroom Environment: Court Staff, Finding#1)

2.   Jurors, regardless of race or ethnicity, did not give the judicial system high scores on these issues as the practitioners did, but they nevertheless reported seldom observing attorneys, court personnel or judges using derogatory language, demeaning remarks or jokes, or being disrespectful toward other practitioners or litigants.

 

Recommendations

 

1.   All participants in the court environment should be addressed by appropriate formal titles.

 

Quality of legal representation

 

Findings

 

1.   The race or ethnicity of litigants influences the likelihood that they will be represented by counsel. Majority litigants are more likely to be represented by counsel and minority litigants are less likely to be represented by counsel.

 

Recommendations

 

1.   Courts should ensure that in civil or criminal fee generating cases, attorneys are appointed on a nondiscriminatory basis.

2.   Courts, district attorneys and public defenders should assure that all defendants receive the same quality of treatment and representation.

 

Legal Profession

 

Recruitment/Acceptance to Law School

 

Findings

 

1.   All Tennessee law schools reported many courses regularly taught in their curriculum that addressed issues of discrimination against racial or ethnic minority groups, the legal or policy implications of race, or racial diversity in the legal profession.

2.   Three law schools feature student groups and activities that assist minority students in law school. One school has an Asian-American law student group and another school has a Jewish law student group.

3.   Three schools also provide support programs which, although not specifically limited to minority students, are available to support the academic success and progress of all law students, including members of minority groups.

4.   Three law schools reported that they offer administrative staff support within the law school for minority law students.

5.   The law schools report various activities that may promote a culture of greater acceptance for minority law students at the respective institutions.

6.   Three law schools reported that they had increasing numbers of minority students who apply for admission to their school.

 

Recommendations

 

1.   Law schools should continue their affirmative efforts to recruit, admit and graduate more minority law students.

2.   Law schools, together with the bar associations and state education officials, should increase their efforts to disseminate information about careers in the law to encourage minority high school and college students to consider careers in the legal profession.

3.   Law schools should offer greater financial assistance to minority applicants and law students.

4.   The Tennessee Supreme Court and the Legislature should promote appropriate methods to increase financial assistance to minority law students by such programs as scholarships, loans, and tuition forgiveness.

5.   Law schools should increase the diversity of their teaching faculty-- both full-time and part-time--by continuing their efforts to attract and retain high quality minority professors.

6.   Law schools should continue or initiate mentor programs to support the academic success and professional development of minority law students.

 

Hiring and Promotion

 

Findings

 

1.   A substantial percentage of respondents observed or experienced racial or ethnic related problems in legal careers in Tennessee.

2.   Fewer meaningful mentor relationships are available for minority attorneys.

3.   Few desirable assignments to legal projects or clients are given to minority attorneys or peers as reported.

4.   Fewer fee-generating court appointments are given to attorneys who are of a minority group. (See also Court as an Employer/Appointer: Appointer, Finding #1)

 

Recommendations

 

1.   Law firms, corporations, government agencies and other law-related offices should develop in-house mentor programs to support the professional development of minority lawyers.

2.   Law offices should implement programs to assure equality in the nature, scope and importance of tasks assigned to all attorneys regardless of race or ethnicity.

3.   Law schools should continue efforts to increase employment opportunities for minority students and graduates, ensuring that minorities have access to the same employment opportunities as other law students and graduates.

4.   Law schools should develop activities to improve the knowledge and responsiveness of students, lawyers and judges to issues of race and ethnicity in the workplace. (See also Education: Judges, Recommendation #4)

 

Education

 

Judges

 

Recommendations

 

1.   Local bar associations, in conjunction with legal and judicial organizations, should develop handbooks to provide judges, attorneys and court personnel with information that will improve their interaction and communication with persons of diverse racial and ethnic backgrounds in courtroom and judicial settings.

2.   Judges should exercise authority and receive funding to require sensitivity training for all court personnel. (See also Education: Court Staff, Recommendation #1; Education: Lawyers, Recommendation #2)

3.   Judicial Conferences, the Court Clerks Conference, the bar associations and other associations that offer continuing legal education programs should encourage the selection of educational faculty from diverse racial and ethnic backgrounds. (See also Education: Court Staff, Recommendation #2; Education: Lawyers, Recommendation #4)

4.   Law schools should develop activities to improve the knowledge and responsiveness of students, lawyers and judges to issues of race and ethnicity in the workplace. (See also Legal Profession: Hiring and Promotion, Recommendation #4)

 

Court Staff

 

Recommendations

 

1.   Local bar associations, in conjunction with legal and judicial organizations, should develop handbooks to provide judges, attorneys and court personnel with information that will improve their interaction and communication with persons of diverse racial and ethnic backgrounds in courtroom and judicial settings. (See also Education: Judges, Recommendation #1; Education: Lawyers, Recommendation #2)

2.   Judicial Conferences, the Court Clerks Conference, the bar associations and other associations that offer continuing legal education programs should encourage the selection of educational faculty from diverse racial and ethnic backgrounds. (See also Education: Judges, Recommendation #2; Education: Lawyers, Recommendation #4)

 

Lawyers

 

Recommendations

 

1.   Law schools should develop activities to improve the knowledge and responsiveness of students, lawyers and judges to issues of race and ethnicity in the workplace.

2.   Local bar associations, in conjunction with legal and judicial organizations, should develop handbooks to provide judges, attorneys and court personnel with information that will improve their interaction and communication with persons of diverse racial and ethnic backgrounds in courtroom and judicial settings. (See also Education: Judges, Recommendation #1; Education: Court Staff, Recommendation #1)

3.   The Tennessee Supreme Court should require that continuing legal education include, within its ethics and professionalism requirements, racial and ethnic diversity training.

4.   Judicial Conferences, the Court Clerks Conference, the bar associations and other associations that offer continuing legal education programs should encourage the selection of educational faculty from diverse racial and ethnic backgrounds. (See also Education: Judges, Recommendation #2; Education: Court Staff, Recommendation #2)

 

Public

 

Recommendations

 

1.   Judges should educate public audiences about the legal system and the adversarial process to help avoid confusion and misunderstandings about the judicial process that may be misinterpreted as bias.

2.   Law schools should act as community resources with outreach to communities across the state to help eradicate existing forms of discrimination and bias and to improve opportunities for all persons to achieve personal and professional goals, regardless of race or ethnicity.

3.   A project should be organized to educate the public about the judicial process, specifically giving attention to jury trials.

4.   To encourage sensitivity, courts should take advantage of opportunities to raise issues of racial and ethnic fairness with the bar, with participants in litigation, and with the general public.

 

Civil and Family

 

Civil

 

Recommendations

 

1.   The Administrative Office of the Courts should compile and distribute data on civil cases to evaluate the influence and impact of race and ethnicity issues on outcomes, settlements and damage awards.

 

Family

 

Findings

 

1.   Attorneys observe that judges often apply the same standards in deciding child support amounts and the terms of child support and enforce child support orders equally for minorities and majorities.

 

Criminal Justice

 

Arrests

 

Findings

 

1.   Many more people encounter law enforcement personnel than courts. No matter how careful courts are in avoiding discrimination, if police departments show bias or discrimination, the public will perceive that our system of justice is unfair.

 

Recommendations

 

1.   The Legislature should require state and local law enforcement officials to invest time and resources in diversity training for officers and support staff.

2.   Court officials, district attorneys general and public defenders must make it clear that they will not tolerate bias or discrimination by law enforcement officials against defendants, victims, witnesses or any other persons.

 

Pre Trial

 

Findings

 

1.   There is a greater tendency among prosecutors to file charges against minority defendants.

2.   Prosecutors are more likely to file charges when victims are of the majority race.

3.   Minority defendants are more likely to remain in custody prior to trial.

4.   Prosecutors are more likely to make favorable plea offers when defendants are of the majority race as reported by 16% of attorneys, 5% of court personnel and 13% of judges.

5.   Pretrial procedures, particularly regarding law enforcement practices, bail and decisions whether to prosecute, have significant impact on the public's perception of our system of justice, even if some aspects of pretrial procedure are not technically the responsibility of the courts.

6.   Tennessee's bail bond system poses significant burdens on low and moderate income defendants, regardless of race. However, since minority defendants are often poor, bail practices affect them disproportionately and for that reason deserve special scrutiny.

 

Recommendations

 

1.   The Tennessee Supreme Court and the Legislature should review all aspects of the system of assessing and providing bail bonds; should set forth specific guidelines regarding surety requirements; and should consider a public pre-trial service system free from bias as an appropriate alternative or addition to the current bail bonding practices.

2.   The Administrative Office of the Courts should collect and distribute data on the impact of current bail bonding policies on racial and ethnic minorities.

3.   The Commission urges judicial leaders, including judges, clerks, district attorneys, public defenders and others, to use what influence they have to address bias at any stage in the process, including behavior by law enforcement officials, bail bonding personnel, and retained or appointed counsel.

 

Outcomes

 

Findings

 

1.   Race and ethnicity of defendants seems to affect their sentences.

2.   The victim’s race or ethnicity plays a smaller role in prosecutors’ decisions to recommend intermediate sanctions in lieu of prison than does the race or ethnicity of defendants.

3.   The responses suggest that judges are more likely to impose severe sanctions for the actual or threatened use of violence by minority defendants.

4.   Attorneys (7%), court personnel (5%) and judges (12%) reported that judges are more likely to make mitigating departures from sentencing guidelines when victims are of a racial minority. Judges are more likely to make aggravating departures from sentencing guidelines to raise sentences for minority defendants as reported by 16% of attorneys, 5% of court personnel and 4% of judges.

5.   In regard to criminal proceedings, the Commission's study shows that attorneys, prosecutors, and judges make decisions based upon the race or ethnicity of the defendants and victims. Each inquiry indicated that bias toward race or ethnicity favors majority defendants.

 

Incarceration

 

Findings

 

1.   The likelihood that a defendant will be physically abused while in custody is affected by the defendants’ race or ethnicity.

 

Recommendations

 

1.   The Tennessee Department of Correction should compile and distribute data on the access minorities have to, and their success in, offender programs that offer educational, vocational and drug rehabilitation treatments.

 

Court as Employer/Appointer

 

Hiring/Promotion

 

Findings

 

1.   Employers should recognize that the hiring of a representative of one minority may not improve the perception of other minorities that the system is fair. Tokenism is not the solution to inequality for minorities.

2.   Fair treatment of individuals is better ensured when the District Attorneys General and Public Defenders employ staff that are diverse and show no disparate treatment of any persons with whom they have business.

3.   There has been a lack of sufficient effort to promote minority judges to policy-making judicial assignments.

 

Recommendations

 

1.   Judges should encourage sheriffs, clerks, and other court personnel who hire court assistants to appoint minority personnel.

2.   The Administrative Office of the Courts should recruit and hire minority court reporters for use in state funded cases.

 

Appointer

 

Findings

 

1.   Fewer fee-generating court appointments are given to attorneys who are of a minority group. (See also Legal Profession: Hiring and Promotion, Finding #4)

 

Recommendations

 

1.   Judicial appointing authorities should establish as a priority the increase of minorities in judicial and quasi-judicial appointments.

2.   The Tennessee Supreme Court and the Presiding Judges of Judicial Districts should designate minority judges to fill temporary vacancies, including those in jurisdictions that have little or no minority representation in the bench or bar.

 

 

Judicial Selection and Discipline

 

Findings

 

1.   The responses show a large racial and ethnicity gap in the judicial nominating process. Data received from the Administrative Office of the Courts indicates few minority applicants submit their names as candidates. Although the public perception appears to be that minorities are discriminated against in this process, the data does not support that theory in all areas.

2.   Information from the Judicial Selection Commission shows that minority candidates need to apply in greater numbers to be considered for positions on the trial and appellate bench.

3.   Although the Commission’s study reflects bias affecting the judicial selection process, data shows that the Judicial Selection Commission has acted positively in submitting names of minority candidates to the Governor for consideration as appointees.

 

Recommendations

 

1.   The Legislature should review the composition of the Judicial Selection Commission to ensure compliance with statutory requirements of diversity.

2.   Judicial candidates should be screened and disqualified upon evidence of racial and ethnic bias prior to appointment.

3.   The judicial evaluation process should include screening for bias when evaluating sitting judges and evaluators should reflect the proportionate population of minorities.

 

Juvenile Justice

 

Recommendations

 

1.   The Tennessee Commission on Children and Youth should compile and distribute data on the outcomes of juvenile court proceedings by race and ethnicity and recommend appropriate corrective actions if such data shows bias.

2.   The Tennessee Commission on Children and Youth should compile and distribute data regarding the extent to which minority children are eligible for educational, vocational and drug rehabilitation programs and the outcome of such programs for minority participants.

 

 

Other Topics

 

Insurance Companies

 

Findings

 

1.   Seventeen percent of attorneys reported that their experience suggested that insurance companies are more likely to regard cases as “winnable” when the injured party is of a minority race, while an essentially even number--15%-- observed that this was the case when the injured party is of the majority race.  Eight percent of judges said that insurances companies are more likely to regard cases as “winnable” when the injured party is of a minority race, while 15% of judges and 8% of court personnel observed that this was the case when the injured party is of the majority race.

 

Recommendations

 

1.   The Tennessee Department of Commerce and Insurance should require insurance companies to report the amount of personal injury settlements and the race and ethnicity of the parties.

 

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