Race and Ethnic Fairness

 

State: New York            Report 1

 

Committee/Report Name:  Preliminary Draft Report of the Second Circuit Task Force on Gender, Racial and Ethnic Fairness in the Courts; June 10, 1997

 

Number of Committee Members: 10

 

Number of Subcommittees:  Two subcommittees: 1. Race and Ethnicity and 2. Gender.

 

Chair/Co-Chair: Hon. Sharon E. Grubin ; Co-Chair and Hon. John M. Walker, Jr. Co-Chair

 

Methods Used: Lawyer surveys, questionnaires.

 

Topics and Recommendations

 

Access

 

Language

 

1.   Courts should promote the use of certified interpreters to the extent possible.

2.   A circuit-wide employee should be given the responsibility of responding to requests for interpreters for unusual languages in the rural districts.

 

Juries

 

Selection

 

1.       Each court should be vigilant and closely monitor the representative ness of its jury pool

2.       Courts in which representation of groups based on gender, race, or ethnicity is deficient should determine the cause or causes and take appropriate remedial action.

3.       Courts should consider whether to alter voir dire practices to reduce the degree of stereotyping in jury selection based on gender, race, or ethnicity, but the decision as to how to conduct voir dire should remain with the courts and with individual judges.

 

Courtroom Experience

 

Judges

 

1.       The Judicial Council should adopt guidelines addressing the need to continue to assure gender, racial, and ethnic fairness in the courts.

2.       Judges should consider the number of women and minorities reporting direct observation of observed biased conduct by judges and lawyers occurring in the courts is such that one must conclude that such conduct does occur.

3.       Judges should each consider their current practice with respect to intervening when they observe biased conduct occur in their courtrooms. Judges should consider both which types of conduct are biased and when intervention is appropriate.

4.       Biased treatment of lawyers, parties, and witnesses is unacceptable, and all participants in Second Circuit courts -- judges, court employees, and lawyers -- must guard against such conduct.

5.       Deepen their understanding of what constitutes biased conduct, and why some believe certain conduct to be biased and others do not, make judges aware of the differing observations of occurrences of biased conduct and beliefs as to the existence of bias, and of ways to remedy the same through meetings of the judges of the circuit, utilizing such educational materials on this subject as are available at the Federal Judicial Center.

6.       Courts should note the concern on the part of some that employment discrimination cases are disfavored by judges and take care that litigants in those cases are treated fairly. Judges should avoid remarks or visible reactions that might create the impression of bias.

 

Quality of representation

 

1.       To minimize the differences in the level and quality of service provided to pro se litigants between the several pro se offices in the circuit, courts should direct that pro se offices share their educational information, including any pro se instructional materials, pamphlets, and sample forms.

2.       Courts should appoint pro bono counsel to qualifying pro se litigants, where appropriate and permissible under law, to assist pro se litigants with claims of likely merit.

3.       Courts should review existing mechanisms for complaints of attorney misconduct to determine whether they are adequate.

 

Education

 

Judges

 

1.   The Judicial Council should continue to study biased treatment, including an investigation of the treatment of litigants in employment discrimination cases.

2.   Courts should make the public and bar aware of procedures for processing complaints of misconduct by both judges and attorneys.

3.   Each court should adopt procedures for processing complaints by the public of biased treatment by court employees based on gender, race, or ethnicity and publicize them.

 

Court as employer/appointer

 

Hiring/Promotion

 

1.       Notice of openings for the positions of bankruptcy judge and magistrate judge should be widely disseminated

2.       Endorsing the practice of sending notices to minority and women's bar associations.

3.       Records should be maintained of the gender, race, and ethnicity of merit panelists

4.       Establishing a formal process of publicizing available quasi-judicial positions

5.       Establishing, within each district, a list of qualified persons to serve in such capacities, and adopting a formal policy encouraging judges to appoint lawyers from such a list wherever practicable

6.       Documenting the gender, race, and ethnicity of those appointed in such capacities.

7.       Publish widely the opportunity to serve on Criminal Justice Act ("CJA") panels and document the race, ethnicity, and gender of those currently serving on CJA merit selection panels

8.       Examine the process by which panelists are assigned to individual cases to determine whether women panelists are assigned cases to the same degree as are men

9.       The district courts should encourage CJA attorneys to provide opportunities for qualified women and minority lawyers seeking experience in federal court to assist them in criminal proceedings.

10.   Encourage minority internship programs and hold events to encourage minority law clerk applications.

11.   Bench-bar committees appointments should reflect the diversity of the legal community.

12.   Implement the Judiciary Model Equal Employment Opportunity Plan ("EEO Plan")

13.   Courts should direct employing units to use outreach sources, such as publications and organizations, in hiring so as to facilitate the recruitment of women and minorities

14.   Courts should adopt or update anti-harassment policies and procedures, and Courts should publicize anti-harassment complaint procedures so that they are accessible and easily used

15.   The courts should take steps to ensure that programs are established for employees to be made aware of the perceptions and observations of biased conduct and ways to remedy such problems utilizing such educational materials on this subject as are available at the Federal Judicial Center.

16.   Courts should distribute complete personnel manuals, including court policy on diversity and harassment, to all new hires. Any modifications to the manual should be distributed promptly to all employees.

17.   A study should be conducted of the diversity and hiring practices of the workforce of the circuit's Court Security Officers.

 

Judicial Selection and Discipline

 

Recommendations

 

1.   Courts should consider whether to use a lawyer committee to screen complaints against judges by eliminating those that are frivolous and ensuring that meritorious complaints are not withheld out of fear of repercussions.

 

Other Topics

 

1.   Each court should adopt a local rule setting forth unacceptable biased conduct and its intent to take corrective action where appropriate.

 

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