Vol. 1, No. 1  Spring 2004

A Newsletter of the Problem-Solving Courts Community of Practice
National Center for State Courts

This Issue's Focus:  DUI Courts

In This Issue

National Center for State Courts
300 Newport Avenue
Williamsburg, VA  23185-4147
Online at www.ncsconline.org
 

NCSC's Problem-Solving Courts Community of Practice

David Anderson (danderson@ncsc.dni.us)
Chuck Campbell (ccampbell@ncsc.dni.us)
Greg Baker (dgbake@wm.edu)
Pam Casey (pcasey@ncsc.dni.us)
Kay Farley (kfarley@ncsc.dni.us)
Ray Foster (rfoster@ncsc.dni.us)
Heike Gramckow (hgramckow@ncsc.dni.us)
Dennis Jones (jones@judges.org)
James McMillan (jmcmillan@ncsc.dni.us)
David Rottman (drottman@ncsc.dni.us)
Dawn Marie Rubio (drubio@ncsc.dni.us)
Mary Sammon (msammon@ncsc.dni.us)
Anne Skove (askove@ncsc.dni.us)
Carl Wicklund (cwicklund@csg.org)
 

Welcome to the First Issue of Problem-Solving Reporter

The National Center for State Courts' Problem-Solving Community of Practice is dedicated to sharing information and techniques used by courts nationwide to confront major social problems, such as drug and alcohol abuse and mental health issues. We are pleased to present our inaugural issue of Problem-Solving Reporter, a quarterly e-newsletter dedicated to how courts are better serving their communities through problem-solving (or therapeutic) jurisprudence.

Each issue will focus on a different social problem or issue, and what courts are doing to confront it.  We will profile successful programs and individuals, and offer the latest NCSC research and consulting work on problem-solving courts.  Our focus for this issue is DUI courts.

We hope that you find this new e-newsletter both informative and enlightening.

DUI Fatalities Decline in Colorado; "Hard Core" Drinkers Still a Problem
Colorado, like much of the rest of the nation, has seen a steady decline in alcohol-related traffic fatalities since the early 1980s.  Drinking accounted for 63 percent of all highway fatalities in the state in 1982, which dropped to 48 percent in 1990 and 41 percent in 2002.

Roads nationwide are safer for a number of reasons:  stiffer penalties for drunken driving, tougher enforcement, and prevention programs and educational campaigns.  Colorado uses a dual process in which an administrative process for revoking licenses parallels criminal proceedings from arraignment to sentencing.  The state also requires convicted drunken drivers to contribute to a Persistent Drunk Driver Cash fund, which supports prevention programs.

But while Colorado's programs, and those elsewhere, are effective with social drinkers, they aren't as effective with "hard-core" alcohol abusers.  Of the 41 percent of Colorado traffic fatalities attributed to drunken drivers, 87 percent were caused by hard-core drinkers.

The state asked the National Center for State Courts (NCSC) to evaluate Colorado's DUI program.  Overall, Colorado's DUI program works well; for example, DUI case filings are declining statewide, as is the percentage of convictions involving offenders with one or two prior offenses, and Colorado's educational curriculum (called Driving with Care) appears to be effective.  Problems with the system include the following:

• High caseloads for alcohol evaluators
• Lack of communication among stakeholders and inconsistent levels of training
• Lack of appropriate tools to reach hard-core drinking drivers
• Confusing mix of statutes

According to the NCSC study, recodifying Colorado's alcohol and drug violation statutes under one single article would be one way to improve the program's performance, clearing up any discrepancies and inconsistencies.  Colorado should also explore the application of drug court principles to DUI cases, such as integrating alcohol treatment services with justice system case processing and using a nonadversarial approach to promote public safety while protecting individual rights.

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Founders of the Anchorage Wellness Court:  Former Anchorage Municipal Prosecutor John Richard; District Court Judge James Wanamaker; and Janet McCabe, Partners for Progress, Inc.

"Cooperation beats every other strategy, hands down":
Interview with Judge James Wanamaker, Anchorage Wellness Court

Anne Skove, Problem-Solving CoP, March 3, 2004

Q.: What led you to create the Wellness Court? I understand the involvement of Partners for Progress was instrumental. However, I am interested to know what drove you to take this idea and institute it.

A.: In 1997 I went to judges school at the National Judicial College. One of the teaching judges said: "There is a wonderful new pharmaceutical called ‘Naltrexone,' which is very useful in curing alcoholism; check it out on the Internet." I did check it out and found there were numerous medical studies attesting to the effectiveness of Naltrexone: I tried to get local treatment providers to use naltrexone, but I had zero success. In 1999, I learned about Judge Darrel Stevens, a superior court judge in Chico, California, who used a court-ordered plan whereby defendants were required to take Naltrexone as a condition of probation. In July 1999, Judge Stevens was invited to Anchorage and gave a seminar on the method which he used. In August 1999, I applied Judge Stevens's method for the first time.  I required that a felony DUI defendant take Naltrexone in conjunction with treatment as a condition of bail. That worked very well and the defendant demonstrated a long period of sobriety prior to her guilty plea and sentencing. Other cases followed.

In 2000, I learned about the drug court method and I could see how that would work very well in addressing alcohol addiction. Over the next few months we implemented most of the components of the drug court model plus a couple innovations of our own.

Looking back on this, it was a huge effort. One reason I stayed with the project was the great success: 3 out of 4 participants gained lasting sobriety and avoided further crime. Nationally the success rate is 25%.

Q.: NDCI published the now-famous "key components" of drug courts. What are some of the hallmarks of the Wellness Court?

A.: I think the monograph, which sets forth the ten key components, is brilliant. We have studied it and done our best to implement those principles.

The hallmarks of the Wellness Court are:

1) Naltrexone-everyone takes one 50-mg. pill of Naltrexone each day for 120 days to reduce the cravings for alcohol. The pill doesn't work unless you swallow it, so the taking of the medication is monitored by an independent party, usually a pharmacist. I am convinced Naltrexone has greatly helped the success of the Wellness Court.

2) MRT® (Moral Reconation Therapy)-This is a workbook system developed by Dr. Ken Robinson.  Every participant must complete MRT. It is very useful in correcting criminal thinking errors and building personal responsibility. It supplies the habilitation which most of our participants need.

3) NALGROUP®-Mike Krukar wrote a postgraduate thesis on the Wellness Court to obtain his master's degree in mental health. He also developed a system of Nalgroup meetings, which participants attend each week where their treatment progress and the benefits of naltrexone are discussed. This is in addition to regular treatment meetings.

4) Cognitive Treatment-Alaska Human Services, which is the principal treatment provider, uses cognitive treatment methods.

5) Work-Every participant must maintain full-time employment

6) Self-pay-Participants pay their own costs of treatment and doctor and costs of Naltrexone. "Grubstake Grants" of up to ¼ of treatment costs are available to the indigent in order to get started. After that, they pay their own way.

7) 18 Months Duration-Participants must fulfill all requirements of the treatment plan for 18 months.

8) Sobriety is monitored by modern technologies.  SCRAM-a device which monitors for alcohol 24/7 and reports by telephone modem. Sobrietor-a device which tests defendant for alcohol through a telephone hookup at his own home.

9) Individual Responsibility-In court, participants go to a podium just 15 feet from the judge and make their personal report to the court. This emphasizes personal responsibility.

Q.: What are the special challenges you face as a judge in the Wellness Court?

A.: The biggest challenge is to get the Wellness Court to institutional status, where it will sustain itself after my retirement in January ‘05. The last position which needs to be put in place is a program manager. We have a grant application to NHTSA (National Highway Traffic Safety Administration) to fund that position.

Q.: Problem-solving courts have had bipartisan support, and are touted by judges, defense counsel, and prosecutors alike. Some counsel, however, cannot imagine-ethically or socially-sitting down and working as a team with the "other side." Can this be done? Are there ethical issues involved? How are the cultural hurdles overcome?

A.: Most lawyers understand the idea of sitting around a table and solving the problem of alcoholism. Some, however, remain in adversary mode, and it is very disruptive until the lawyer catches on. The biggest problem comes when an applicant is denied admission in the Wellness Court, or admission is conditioned on stringent treatment requirements such as not residing with an abusing spouse, or a requirement that a defendant have full-time employment. Sometimes lawyers will demand admission for their client on the client's terms. The court's response has been that this is a voluntary plan which is in addition to the usual case-processing system: if defendant wants to accept the plan as laid out, that is fine, and he will be enrolled. If not, then he can have his case processed in the usual manner.

Q.: Problem-solving courts are interdisciplinary and collaborative in many other ways. There is a convergence of the medical and legal fields, nonprofits and government, and others involved. What are some of the challenges and rewards of working collaboratively with practitioners from a variety of fields?
  
A.: Cooperation beats every other strategy, hands down.

Our most successful collaboration has been with a local hospital which has set up a regular procedure for participants to visit a doctor, have the examination, and obtain and fill the Naltrexone prescription on an expedited basis.

Another example is sober housing provided by Oxford House, a national organization. We have worked with them closely and they now have four Oxford Houses in Anchorage.

Q.: What are the greatest rewards for you as a judge on the Wellness Court?

A.: Graduation Day is a great reward; these are dramatic stories of lives redeemed from the living hell of alcoholism.

When I am out in the community, many times graduates or family of graduates will come up to me and say "Thanks" for the Wellness Court, and tell me how their lives have changed for the better.

The Anchorage Wellness Court
A Few Facts


80% of crime in Alaska is linked to the consumption of alcohol.

Cost of incarcerating one defendant for one year in Alaska:  $41,000.
Cost of treating one defendant for one year in the Wellness Court:  $5,000.

Length of Wellness Court program:  18 months.

Participating in the Wellness court program is tougher than doing time.  Defendants must:
• Stay alcohol and drug free
• Be monitored for sobriety
• Attend treatment for their addiction
• Take Naltrexone for the first four months
• Attend a weekly group for people on Naltrexone
• Attend a weekly workbook-based cognitive behavioral group
• Attend AA
• Appear before the judge at regular intervals
• Be rewarded or sanctioned for progress
• Be employed
• Pay restitution
• Pay most of treatment costs

Primary ethnic makeup of Wellness Court participants:  Alaska natives and Caucasians.

The average recidivism rate for  DUI courts nationwide is 67%.  In 2003, none of the graduates of the Anchorage Wellness Court went back to their old ways of behaving.

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Finding Problem-Solving Court Information Online

The Knowledge and Information Services (KIS) office at the National Center for State Courts maintains CourTopics, an online list of over 100 topics containing resources related to court management. Within CourTopics are several subtopics related to problem-solving courts. Following is a quick "cheat sheet" to help users navigate the problem-solving waters of CourTopics.

What Are CourTopics?

Each discrete CourTopic contains the following components:

• Overview-a short description of the definitions, major issues, and other general information about the topic
• Frequently Asked Questions (FAQs)-answers to questions asked to KIS analysts, who provide technical assistance to 1,200 requesters each year and track trends, legislation, court cases, news, and other information that affect court management
• Resource Guide-links to online publications, NCSC Library holdings, and cites to other relevant resources
• NCSC Documents-a central location by which users may link to online NCSC publications on a topic, including memoranda, Court Executive Development Program papers, research monographs, newsletters, and tables

Many topics contain state links. State links include state-by-state information, including annotated links, to particular courts and programs. The existence of state links for a particular topic is indicated by an "S" in the alphabetical list of CourTopics. State links are enormously popular with our constituents, receiving the most "hits" by far of any other type of resource on the site.

Best practices are incorporated into each topic. Their existence is signified by a "B" in the alphabetical list. Some are standalone documents; others are included in resource guides and FAQs. The best practices were compiled at the behest of the Best Practices Institute at NCSC.

Problem-Solving Courts in CourTopics

Creating a topic for problem-solving courts was a difficult task. Only recently have researchers attempted to uncover the elements of problem-solving courts other than drug courts.  Moreover, problem-solving courts are by definition multidisciplinary.  See David Rottman and Pamela Casey, Problem-Solving Courts: Models and Trends (Williamsburg, VA: National Center for State Courts, 2003).  

There is also the issue of crossover (or lack thereof) between specialized and problem-solving courts.  Gun courts, for example, may be streamlined specialty courts without therapeutic components; however, some types, such as youth gun courts, may use a problem-solving approach.

New types and permutations of problem-solving courts are always arising (for example, family drug court or teen tobacco court).  Thus, many different subcategories can be examined when researching a particular type of problem-solving court. The following list of subtopics is a guide to our resources on problem-solving courts:

Specialized and Problem-Solving Courts: http://www.ncsconline.org/wcds/Topics/topic1.asp?search_value=Specialized%20and%20Problem-Solving%20Courts. This section serves as a catchall for therapeutic jurisprudence as well as specific types of problem-solving courts.

Drug Courts: http://www.ncsconline.org/WCDS/Topics/topic1.asp?search_value=Drug%20Courts.

Family Violence: http://www.ncsconline.org/WCDS/Topics/topic1.asp?search_value=Family%20Violence

Mental Health: http://www.ncsconline.org/wcds/Topics/topic1.asp?search_value=Mental%20Health

Alcohol Offenses: http://www.ncsconline.org/WCDS/Topics/topic1.asp?search_value=Alcohol%20Offenses

Submit Your News to the Problem-Solving Reporter

The Conference of Chief Justices and the Conference of State Court Administrators' Committee on Problem-Solving Courts is exploring whether and how practices commonly used in problem-solving courts (e.g., community courts, drug courts, family courts) could be adapted for courts more generally and what policy leaders of the state courts could do to encourage and support adaptation where appropriate. Some examples of these practices are integration of treatment services with judicial case processing, ongoing judicial intervention, close monitoring of and immediate response to behavior, multidisciplinary involvement, and collaboration with community-based and government organizations. If your jurisdiction already employs some of these principles in a traditional court context, please let us know by emailing us at
problemsolving@ncsc.dni.us.


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