The
purpose of this measure is to ascertain the practicing bar’s perceptions
of the equality and fairness of the court’s decisions and actions. Members
of the bar who appear in court will be asked, through a survey
questionnaire, to assess the fairness and equality of the court’s actions
and decisions. A consensus among them that the court provides attention to
litigants, produces similar outcomes among like cases, and relies upon
legally relevant factors in making decisions will be another indication that
the court complies with Standard 3.3.
Planning/Preparation.
The first step is to construct a set of questions that
measure the extent to which attorneys believe that the court is treating
individuals fairly and equally. Questions can be drawn from both previous
pools of judicial performance18 and basic
research studies.19 These two bodies of
literature have been consulted to design a form for use by the court. (See Form
3.3.1, Illustrative Questionnaire Concerning the Practicing Bar’s
Views of the Court’s Equality and Fairness.)
The
questionnaire that follows is divided into four sections. Section I seeks to
establish the experience of attorneys with the courts. For example,
attorneys who have had many cases heard before the court (question 1) may
have different responses than attorneys who have had only a few cases heard.
Section
II focuses on the views of attorneys regarding whether the court’s
decisions are affected by characteristics of litigants or attorneys.
Following Standard 3.3, the court should not be affected by legally
irrelevant factors such as the gender or race of the attorneys or the
litigants (questions 4, 7). Attorney views on court practices also can be
gauged by asking them if the court shows favoritism (question 5) or
antagonism (question 6) to any of the participants. Because there are many
possible situations in which the court might demonstrate such undesirable
practices, an open-ended question (question 8) is included to describe those
situations.
The
answers to the questions in Section II will most likely determine the
answers to the questions in Section III, which asks attorneys for their
overall judgments concerning fairness and equality (questions 9 and 10).
Finally,
Section IV seeks to establish the profile of the attorneys. This information
is helpful for comparing the responses between different categories of
attorneys (e.g., male versus female).
Data
Collection. This
step involves asking members of the bar to complete the questionnaire.
Because there are many attorneys who have no direct contact with the court,
a portion of them will not return the questionnaire. Hence, a preferred
method is to send questionnaires only to those attorneys who have appeared
before the court at least once during the past year. Names of these persons
may be obtained by a canvas of dockets during the period. This approach has
the advantage of identifying in advance attorneys who are heavy, medium, and
light users of court resources. A court may wish to target one set of users
or to sample attorneys in proportion to usage ratios. For both methods,
however, followup mailings of reminder postcards should be used to ensure a
good response rate.
Data
Analysis and Report Preparation.
Most responses on the survey instrument are associated with a specific
number code (e.g., "strongly agree" equals 1). For each survey
form that is returned, attorney responses are recorded by entering these
number codes into a computer file and then tabulated using a computer
software program.
For
the first analyses, each question should be examined to determine whether
the attorneys consider the court to be a source of unfair or unequal
decisions. For example, what percentage of the attorneys believe that the
court sets higher bail for particular racial/ethnic groups (question 7)?
That is, how many respondents circled options 1 and 2?
In
general, the higher the percentage of attorneys that agree that the court
acts without bias, the more the court meets Standard 3.3. That principle
should guide the interpretation of individual questions. For example, if at
least a majority of the respondents circle options 1 and 2 in question 10,
it appears that the court, in general, is performing positively on
this indicator.
Conclusions,
however, should not be drawn without first analyzing the responses of
various subgroups of respondents. These analyses are important for
determining whether the opinions of some groups are underrepresented. For
example, if most respondents are white males, the general analyses will
reflect the opinions of this group. If white males do not see the favoritism
or hostility experienced or perceived by other groups, the general analyses
will not give the whole picture. It is important, then, to determine how the
responses of other groups compare with general responses.
Finally,
the responses to different questions can be examined in relationship to one
another. Specifically, what issues explain the attorneys’ overall
reactions (questions 9 and 10)? As an illustration, it may be the case that
the more a respondent believes that the court does not sentence defendants
of particular racial/ethnic groups more severely question 7d), the more
likely he or she is to agree that the court is fair (question 10). In
considering such relationships, questions 4 through 8 can be regarded as
potential criteria for determining attorneys’ reactions regarding fairness
and equality in the court.20
It
is important to note that this measure examines perceived bias among
practicing attorneys. It does not consider the accuracy of those
perceptions. It is up to the court to determine the level at which the
perception of bias by practicing attorneys is sufficient to warrant further
action.