Trial
courts should be open and accessible. Location, physical structure,
procedures, and the responsiveness of personnel affect accessibility.
Accordingly, the five standards grouped under Access to Justice require a
trial court to eliminate unnecessary barriers to its services. Such barriers
can be geographic, economic, and procedural. They can be caused by
deficiencies in both language and knowledge of individuals participating in
court proceedings. Additionally, psychological barriers can be created by
mysterious, remote, unduly complicated, and intimidating court procedures.
Overview
of Standards. The intent of the first two
standards is to bring the administration of justice into the open and to
make it accessible. Standard 1.1 requires the trial court to conduct its
business openly. To ensure that all persons with legitimate business before
the court have access to its proceedings, Standard 1.2 requires the trial
court to make its facilities safe, accessible, and convenient to use.
Accessibility is required not only for those who are guided by an attorney
but also for all litigants, jurors, victims, witnesses, and relatives of
litigants. Access to trial courts is also required for many other
individuals—for example, beneficiaries of decedents in probate matters,
parents and guardians in juvenile cases, persons seeking information from
public records held by the court, employees of agencies that regularly do
business with the courts (e.g., investigators, mental health professionals,
sheriff’s deputies, and marshals), and the public.
Because
a trial court may be accessible to most and still hinder access to some,
Standard 1.3 requires the court to provide opportunities for the effective
participation of all who appear before the court, including persons with
linguistic difficulties and handicaps. To promote access to justice and to
enhance citizen confidence and trust in the court, Standard 1.4 urges that
all court personnel accord respect, courtesy, and dignity to all with whom
they come into contact.
Standard
1.5 recognizes that there are financial and procedural barriers to access to
justice. It requires that the fees imposed and procedures established by the
court be fair and reasonable. Recognizing the importance of the relationship
between public records and access to justice, the standard also requires
that public records be preserved and made available at a reasonable cost.
Overview
of Measures. Twenty-one
measures are associated with the five Access to Justice standards. Taken
together these measures provide both breadth and depth of measurement of a
court’s performance in offering the public access to justice. Data
obtained from the measure of one standard are often relevant to assessment
of performance for another standard. This is especially true of Standards
1.3 and 1.5. Standard 1.3 requires that all who appear before the court be
able to participate effectively, and Standard 1.5 calls for affordable costs
of access to court proceedings. Effective representation by counsel is an
important implicit factor for effective participation in court proceedings.
Unfortunately, the cost of legal services makes access to justice impossible
for many people. Thus, measurement for Standard 1.5 requires the collection
of data that are relevant for this implicit requirement of Standard 1.3.
The
measures in this performance area rely on a variety of data collection
methods: surveys, observations (in some measures combined with simulation),
interviews, and reviews of court records and documents. Three measures call
for administering surveys to individuals who are "regular users of the
courthouse." The information sought from these people relates to safety
and security, ease of doing business, and the courtesy and respect they
experience in the courthouse. Although each survey measure is described
separately in relation to a particular standard, it may be easier and less
time consuming to combine the questions for each measure into one
questionnaire and survey regular users once rather than three times.
The
method described most often for measuring access to justice is observation
(sometimes combined with simulation). Observers systematically record what
they see and hear. This structured information can then be examined
quantitatively as well as qualitatively. These "see, hear, and
record" measures range from concrete and objective (Was an observer
able to gain entrance to a courtroom?) to subjective (Did activity taking
place in a courtroom detract from the dignity of the proceedings?). There
are 12 measures of this type. Although the observations could be carried out
by almost anyone, the recommended approach is to use citizen volunteers who
are relatively naive to the legal system and who are unfamiliar with the
facilities and "customs" of the courthouse. This results in
records of experiences that resemble those of ordinary citizens who have
infrequent occasion to do business with the court. Furthermore, the
observers chosen optimally should be representative of the jurisdictional
community of the court. Representativeness is more important for some
measures than others. However, because the same individuals could be asked
to obtain data for all the observation measures, it may be helpful to
recruit one pool of observers who vary on demographic factors. Observers may
be recruited by contacting volunteer organizations, universities, senior
citizen groups, and so forth.
This
"volunteer observer" method has other advantages, notably its
relative low cost. The court must invest staff time to recruit volunteers,
orient them to their assignments, and evaluate results. Once the recruitment
and orientation are completed, however, the observers may be used to collect
data for many measures described throughout the measurement process. Because
the observers are relatively few in number, they offer the added advantage
of being able to provide court staff with additional information during
interviews following their structured assignments. A much richer,
qualitative analysis results when explanations, descriptions, and
suggestions can be elicited from the observers to augment what is provided
on written forms, questionnaires, and checklists.
Two
other measurement methods rely on data collected through interviews and
examination of court records and written policy documents. Some of the
measures of this type focus on case data. Measure 1.3.1, regarding effective
legal representation of children in child abuse and neglect proceedings, is
of this type. In this measure, court case records are examined and those
involved in the cases are surveyed and interviewed to document how the
guardian ad litem process actually has worked for several selected cases.
Other measures focus on administrative documents. For example, Measure 1.5.1
relies on an examination of forms, brochures, and written policies to
evaluate court efforts to facilitate affordable access alternatives for
individuals with low incomes. Interviews with court staff also are conducted
to identify and locate the relevant documents.
Finally,
measures addressing the issues of court security (Measure 1.2.1) and
interpreter services (Measure 1.3.2) rely on evaluation by outside experts
in the respective areas.