This
measure is designed to assess the promptness with which information is
provided to members of the public. The measure involves the use of role
players who request various types of information from the court. It is
recommended that the court use members of the public (not court employees or
attorneys), although the measure could be expanded to include role playing
by "courthouse regulars." A comparison of reports from
role-playing citizens and court employees would be very useful.
Planning/Preparation.
First, court staff identify the types of information to be sought in the
simulations. Examples of the types of information that might be included are
the location where a specific case is being heard, a request to see a
specific case file when only the name of one party is known, a request to
have certain documents copied from the case file, and a request to know the
status of a particular case (the last/next activity scheduled for the case).
It should also be determined, through interviews with the court manager,
whether the court has a local policy or procedure that addresses the manner
or time within which information requests should be handled when made on a
walk-in or phone-in basis in any court office. For each type of information
requested by a role player, the performance standard evaluators (research
directors) should know in advance approximately how many minutes it should
take to provide the requested information.
Second,
citizens unfamiliar to the judges and court staff are recruited to be role
players who request information in several offices in the courthouse. Court
staff should keep in mind that this exercise measures the timeliness and
accuracy of information provided in response to a request from a member of
the general public, not a special response to a courthouse
"regular" or to an outside "evaluator." Provide the
citizen role players with a set of questions to ask or items to request,
together with any background information needed to allow the simulation to
be credible (e.g., if requesting information on the next scheduled event in
a criminal case, the citizen should know the defendant’s name and the
charges involved). The role player should not read the question when doing
the simulation but rather "play the part."
An
effort should be made to recruit different types of people. Courts that have
tested this measure have reported difficulty in recruiting a variety of
types of volunteers. Retired people are good candidates. However, it would
be best to have volunteers of different ages, racial groups, and gender.
A
person’s demeanor might also influence the nature and timeliness of the
service provided by court staff. It is unrealistic, however, for most courts
to systematically examine the influence of age, race, gender, and demeanor
on the provision of services. Including demeanor as a factor could seriously
complicate the analysis. The minimum expectation in each court should be
that citizens of any age, race or ethnic group, or gender asking politely
for information should be treated courteously and have questions answered in
a timely manner. It is therefore recommended that this measure focus
primarily on role players who act politely when requesting information.
After each office to be examined has been checked through a sufficient
number of observations by courteous role players, the evaluators might
decide to have the role players request similar information from the same
offices, but to do so in a rude, impatient manner.
Although
not described in the following section, an alternative technique for
measuring how promptly (and courteously) court or clerk’s office staff
provide information is the use of an exit survey. A brief questionnaire (one
page or less) is constructed and given to citizens who ask for information
or assistance after they complete their business in the various court or
clerk’s offices. This questionnaire is an easy-to-administer and
cost-effective alternative which could be conducted periodically to check on
staff performance in this area. However, exit surveys do not allow the court
to measure the accuracy of the information provided by court or clerk’s
office staff. Moreover, people who are unhappy about the information they
receive or about the way they are treated may be more likely to fill out a
questionnaire (as a means of registering their complaint) than are people
who are satisfied with the service and information they receive.
Data
Collection.
Ideally, each office included in the study should receive at least 30
requests for information from role players. Give the volunteer role player a
data collection sheet, such as Form
2.2.3, Information Request Data Collection Form, on which to record the
time required for the court staff to provide the information sought. Entries
on the data sheet should be made after leaving the office in which the
request is made. If the requester is referred from one office to another,
the referral process and time involved should be recorded in the special
notes section of the data sheet. The simulations should be conducted several
times during the day or on several days during the week to account for
normal differences in work flow.
On
the data collection form, the volunteer role player should record the type
of information requested, the office in which the request was made, the
number of minutes required to obtain a response, and any notes or comments
about the nature of the response or interaction with the information
provider. It is recommended that the role player rate the accuracy and
completeness of the information provided. In addition, this exercise
provides an opportunity to collect information relevant to Standard
1.4, Courtesy, Responsiveness, and Respect, and the role player should
also rate the courteousness of the information provider.
Data
Analysis and Report Preparation. Compare
the results of the simulated requests to the court’s stated policy or
procedure for responding to requests or the predetermined amount of time
that it should have taken to provide the information. The lower the
proportion of requests that exceed the prescribed time limits, the better
the court’s performance. If no policy or procedure prescribing time
standards exists, review the results with a committee of court staff members
and discuss their views as to the acceptability of the documented level of
performance. Evaluators should also examine ratings on the completeness and
accuracy of the information provided to the role players. The court should
expect to receive a high percentage of "very good" ratings for
completeness and accuracy; no ratings should be received that are
"unacceptable." The court should also expect a high percentage of
"very good" ratings for courtesy.
The
performance of courts on this measure can be compared with the responses to
appropriate sections of the questionnaire used in Measure
1.2.6, Evaluation of Accessibility and Convenience by Court Users. Staff
discussion should focus on understanding the consistencies and
inconsistencies between the responses to the two measures.