This
measure determines the dignity with which litigants are treated in court
proceedings. Data are collected through observations of court proceedings.
Planning/Preparation.
A list of judges who will be hearing matters during the next week is
obtained. (The list should include court referees, commissioners, and court
ministerial personnel who perform quasi-judicial activities involving
face-to-face interaction with litigants such as child support screenings or
divorce mediation.) From this list, a sample of 20 judges is selected. If a
court has fewer than 20 judges, all of its judges are included in the
sample.
Courts
may choose to inform judicial officers that this observation will be
conducted within a given timeframe. During the observation itself, however,
the observer should avoid drawing attention to the fact that an observation
is being performed. Furthermore, observers should be recruited who will not
be readily identifiable by the judicial officers (e.g., an employee of
another court or of the State administrative office of the courts).
Each
judge is observed while hearing three brief matters likely to be attended by
litigants. Examples are arraignments, pleas, sentencings (criminal and
juvenile), juvenile dependency (abuse/neglect, status offenses), child
custody and support matters, and dissolution of marriage hearings.
Consideration also should be given to "quasi-judicial" proceedings
such as child support screening or divorce mediation. If such proceedings
are conducted privately (that is, not in open court), special arrangements
should be made for interviewing the litigants or arranging for observers to
attend as a "relative" of the party. Closed proceedings should not
be eliminated simply because observation and measurement pose special
problems.
Data
Collection. Using
Form 1.4.3, Recording Form for the
Treatment of Litigants in Court, information is recorded regarding the
degree of courtesy and individual respect shown to the litigants. The
information includes whether the judge looks at and establishes eye contact
with the litigants, whether the litigants are referred to by name, and
whether the judge is attentive to litigants’ and their attorneys’
questions.
The
observer also records general occurrences in the courtroom that undermine
the dignity and respect afforded litigants during proceedings. These
occurrences include the frequency with which the judge is interrupted or
distracted by other activities during the hearing, the frequency with which
the judge and court employees appear confused regarding the nature of the
case they are considering, and the frequency with which the judge,
attorneys, or other courtroom officials exhibit bias against the litigants.
Each
proceeding should be observed for at least 5 minutes and not more than 30
minutes. (During a busy calendar, it may be possible to observe three
litigant-attended hearings within 30 minutes.) Observers should note how
much time they spend observing each proceeding.
Data
Analysis and Report Preparation.
Percentages for each response are calculated for all cases. For example, in
what percentage of cases did judges establish eye contact with the litigants
and refer to the litigants by name? In what percentage of cases did
courtroom activities and conversations often interrupt hearings? The greater
the percentage of cases in which the judge treated the litigant with respect
(questions 7 through 10) and the fewer instances of disruptions and
insensitive activities by individuals in the courtroom (questions 11 through
13), the better the court is performing on this measure.
Court
officials can also review responses to individual questions to learn where
improvement may be needed the most. For example, if the analyses indicate
that judges generally treat litigants respectfully but that activities in
the courtrooms tend to disrupt the proceedings, court officials may decide
to focus on courtroom behavior. The importance of maintaining courtroom
decorum could be reinforced through policy, procedures, and/or training.
Court officials could also ask observers for their suggestions once the data
collection phase is concluded.